Shaft Critical Speed (Rayleigh + Dunkerley)

dynamicsstress

Verified build 9 relations · 4 identities proven · 4 modeling steps · 3 parity samples

Spin any shaft with a wheel on it fast enough and it stops running true and starts to whirl — the shaft bows out and the bow chases the rotation, throwing the whole rotor into a widening orbit. The speed where this erupts is the critical speed ω_c, and it is nothing more exotic than resonance: the spinning rotor forcing itself at exactly the natural bending frequency of the shaft-and-disk it is made of. Turbine and pump rotors, motor armatures, machine-tool spindles, and long driveshafts are all designed by putting ω_c comfortably away from the running speed. This page is the simplest honest model of it — one disk at the middle of a shaft on two bearings.

The static sag already knows the answer

Rayleigh’s insight is that the whirl at ω_c has the same shape as the shaft’s own droop under gravity, so the critical speed follows from that one static number. Hang the disk’s weight W=mgW = mg at midspan of a simply-supported shaft and it sags by

δst=WL348EI\delta_{st} = \frac{W L^3}{48\,E I}

— which is literally the headline result of the simply-supported beam page, the central-load deflection, reused here without change. Rayleigh’s method then gives the critical speed straight from that sag:

ωc=gδst=48EImL3\omega_c = \sqrt{\frac{g}{\delta_{st}}} = \sqrt{\frac{48\,E I}{m L^3}}

The second form is the point. Substitute δst\delta_{st} and W=mgW = mg and the gravity cancels: what is left is ωc=k/m\omega_c = \sqrt{k/m} with the beam stiffness k=48EI/L3k = 48EI/L^3 — an ordinary mass-on-a-spring. Gravity sets the sag, but the same gravity sets the restoring force, so it drops out of the frequency entirely; a rotor would have the identical critical speed in orbit where there is no gg at all. Critical speed is pure stiffness over inertia.

g is a defined constant, not a knob

The gg that enters here is the standard acceleration of gravity, 9.80665 m/s². It is not a measurement to be dialled in — it is a conventional value fixed by definition (3rd CGPM, 1901), the same everywhere by agreement even though the real field runs from about 9.78 m/s² at the equator to 9.83 m/s² at the poles. So it appears on this page the way a material property does: a labeled, cited value with a source, never a slider. It is the site’s first such physical constant.

Two material axes pulling opposite ways

Rayleigh’s single mass ignores the shaft’s own weight. Dunkerley’s method puts it back by combining the disk’s critical speed with the bare shaft’s first bending mode ωs=(π2/L2)EI/ρA\omega_s = (\pi^2/L^2)\sqrt{EI/\rho A} through their reciprocal squares, and the result is provably never higher than Rayleigh’s — the true first critical speed is bracketed between them. Watching the two numbers move exposes the material story, and it is two stories, not one:

The disk mass mm, by contrast, is a plain knob, not a material: it is a payload bolted to the shaft (an impeller, a flywheel, a grinding wheel), so you set it directly.

Reading the margin

The widget reports ω_c and the Dunkerley estimate as speeds (rpm by default), the frequency fcf_c in Hz, and the ratio of running speed to critical speed. Drive the operating speed into the shaded band within 20% of ω_c and it warns: that is where an undamped rotor’s whirl amplitude runs away. As on the eccentric column, the danger is not where a first glance puts it — it is not about how strong the shaft is at all, but about a speed, and the margin has to be taken on that speed. Cross the band deliberately (many machines run supercritical, above ω_c) and you must pass through resonance on the way up.

Try it

Material

T3, bare flat sheet 0.010-0.128 in. thick, AMS 4037 / AMS-QQ-A-250/4 (MIL-HDBK-5J Table 3.2.3.0(b1), p. 3-71)

Bound properties of 2024-T3 aluminum sheet (bare)
E10.5 Msitypicalmil-hdbk-5j
rho0.1 lb/inch**3typicalmil-hdbk-5j
Constants
Cited physical constants used on this page
gStandard gravity9.80665 m/s²nist
Inputs
kg
Second moment of area (shaft)
m⁴
Shaft cross-section area
Disk weight
Static midspan deflection
Critical speed (Rayleigh)
Critical frequency
Hz
Shaft first-mode frequency
Critical speed (Dunkerley)
Operating / critical speed ratio

Materials modeled here: 2024-T3 aluminum sheet (bare) 304 stainless steel 6061-T6 aluminum 7075-T6 aluminum AISI 1045 medium-carbon steel AISI 4340 low-alloy steel (Ni-Cr-Mo) ASTM A36 structural steel (hot-rolled) C26000 Cartridge Brass (70/30) Douglas-fir (coast) Gray Cast Iron, ASTM A48 Class 30 Normal-weight concrete, f'c = 4000 psi class Nylon 6/6 (PA66), unfilled Ti-6Al-4V

Governing relations

I=πd464I = \frac{\pi d^4}{64}

Assumes: solid circular shaft, lateral bending second moment of area

Source: Gere, J. M., & Goodno, B. J., Mechanics of Materials, 9th ed., Cengage, 2018 — App. E section properties (I = πd⁴/64, A = πd²/4 for a solid circular shaft) and the simply-supported beam small-deflection theory behind δ_st.

A=πd24A = \frac{\pi d^2}{4}

Assumes: solid circular shaft cross-section

Source: Gere, J. M., & Goodno, B. J., Mechanics of Materials, 9th ed., Cengage, 2018 — App. E section properties (I = πd⁴/64, A = πd²/4 for a solid circular shaft) and the simply-supported beam small-deflection theory behind δ_st.

W=mgW = m\,g

Assumes: the disk is a rigid payload at midspan; its weight is what deflects the shaft; g is the cited standard gravity, not a knob

Source: Budynas, R. G., & Nisbett, J. K., Shigley's Mechanical Engineering Design, 10th ed., McGraw-Hill, 2015 — §7-6 (critical speeds of rotating shafts: the Rayleigh single-mass estimate ω = √(g/δ), Dunkerley's equation combining reciprocal squares, and the operating-speed margin) and Table A-9 (the simply-supported center-load deflection reused for δ_st).

δst=WL348EI\delta_{st} = \frac{W L^3}{48\,E I}

Assumes: simply supported (bearings as pin/roller), the disk weight applied at midspan; linear elastic, small deflections — the simply-supported center-load result reused verbatim from the beam page (its headline deflection)

Source: Budynas, R. G., & Nisbett, J. K., Shigley's Mechanical Engineering Design, 10th ed., McGraw-Hill, 2015 — §7-6 (critical speeds of rotating shafts: the Rayleigh single-mass estimate ω = √(g/δ), Dunkerley's equation combining reciprocal squares, and the operating-speed margin) and Table A-9 (the simply-supported center-load deflection reused for δ_st).

ωc=gδst\omega_c = \sqrt{\dfrac{g}{\delta_{st}}}

Assumes: single central mass on a massless shaft — Rayleigh's method; the whirl at ω_c resonates with the shaft's own static-deflection shape (physics enters here by citation, no ODE solved); undamped, small whirl; gyroscopic effects neglected · Valid while: The static sag exceeds L/100 — a very flexible rotor. The small-deflection beam theory behind δ_st is stretched, and the single-mode Rayleigh estimate loses accuracy. This is a short, stubby shaft (L < 10d): shear deflection, neglected by the Euler–Bernoulli theory behind δ_st and ω_s, is no longer small — the real shaft is more flexible than modeled, so the critical speeds shown here are OVERestimates.

Source: Budynas, R. G., & Nisbett, J. K., Shigley's Mechanical Engineering Design, 10th ed., McGraw-Hill, 2015 — §7-6 (critical speeds of rotating shafts: the Rayleigh single-mass estimate ω = √(g/δ), Dunkerley's equation combining reciprocal squares, and the operating-speed margin) and Table A-9 (the simply-supported center-load deflection reused for δ_st).

fc=ωc2πf_c = \frac{\omega_c}{2\pi}

Assumes: the critical speed in cycles per second; ω_c is the same speed in radians per second

Source: Budynas, R. G., & Nisbett, J. K., Shigley's Mechanical Engineering Design, 10th ed., McGraw-Hill, 2015 — §7-6 (critical speeds of rotating shafts: the Rayleigh single-mass estimate ω = √(g/δ), Dunkerley's equation combining reciprocal squares, and the operating-speed margin) and Table A-9 (the simply-supported center-load deflection reused for δ_st).

ωs=π2L2EIρA\omega_s = \frac{\pi^2}{L^2}\sqrt{\dfrac{E I}{\rho A}}

Assumes: the bare uniform shaft (no disk) as a simply-supported beam vibrating in its first bending mode, sin(πx/L) — the exact Euler–Bernoulli eigenvalue for that mode; uniform prismatic shaft, distributed mass ρA per length

Source: Budynas, R. G., & Nisbett, J. K., Shigley's Mechanical Engineering Design, 10th ed., McGraw-Hill, 2015 — §7-6 (critical speeds of rotating shafts: the Rayleigh single-mass estimate ω = √(g/δ), Dunkerley's equation combining reciprocal squares, and the operating-speed margin) and Table A-9 (the simply-supported center-load deflection reused for δ_st).

1ωcD2=1ωc2+1ωs2\frac{1}{\omega_{cD}^2} = \frac{1}{\omega_c^2} + \frac{1}{\omega_s^2}

Assumes: Dunkerley's method — the reciprocal squares of the partial critical speeds add; a cited approximation that folds the shaft's own distributed mass into the disk estimate; always a LOWER bound on the true first critical speed (provably ω_cD ≤ ω_c here)

Source: Budynas, R. G., & Nisbett, J. K., Shigley's Mechanical Engineering Design, 10th ed., McGraw-Hill, 2015 — §7-6 (critical speeds of rotating shafts: the Rayleigh single-mass estimate ω = √(g/δ), Dunkerley's equation combining reciprocal squares, and the operating-speed margin) and Table A-9 (the simply-supported center-load deflection reused for δ_st).

sr=ωopωc\mathrm{sr} = \frac{\omega_{op}}{\omega_c}

Assumes: how close the running speed sits to the Rayleigh critical speed; sr near 1 is resonance · Valid while: The operating speed is within 20% of the critical speed — the resonance band. Near ω_c an undamped rotor's whirl amplitude grows without bound, so running speeds are kept clear of the band (below about 0.8 ω_c or above about 1.2 ω_c). The operating speed is within 20% of the Dunkerley estimate ω_cD — the LOWER end of the bracket that contains the true first critical speed (ω_cD ≤ ω_true ≤ ω_c). The Rayleigh-based speed ratio sr can look safe here while the rotor runs near the real resonance; keep clear of the whole [0.8 ω_cD, 1.2 ω_c] band.

Source: Budynas, R. G., & Nisbett, J. K., Shigley's Mechanical Engineering Design, 10th ed., McGraw-Hill, 2015 — §7-6 (critical speeds of rotating shafts: the Rayleigh single-mass estimate ω = √(g/δ), Dunkerley's equation combining reciprocal squares, and the operating-speed margin) and Table A-9 (the simply-supported center-load deflection reused for δ_st).

Derivation

Steps marked modeling step are where physics enters by citation — every other line is machine-proven to follow from them, and the cited models are independently re-derived in the test pipeline where possible. See what is and isn't machine-verified.

δst=L3W48EI\delta_{st} = \frac{L^{3} W}{48 E I}

1. Start with the shaft as a spring. The disk sits at midspan of a simply-supported shaft, so its weight W deflects it by δ_st = WL³/48EI — the simply-supported center-load deflection, taken verbatim from the beam page (that page's headline result; the build does not re-integrate the beam here, so this line is imported by citation). — reuse the simply-supported center-load deflection modeling step

kbeam=48EIL3k_{beam} = \frac{48 E I}{L^{3}}

2. Invert it: the midspan stiffness — the force it takes to push the shaft down one metre — is k = W/δ_st = 48EI/L³. Fatter shaft (d⁴, through I) means a stiffer spring; longer span means a much softer one. — beam stiffness is the inverse of the deflection influence

ωc2=gδst\omega_{c}^{2} = \frac{g}{\delta_{st}}

3. The modeling step, where the physics enters by citation. At the critical speed the shaft whirls in resonance with its own static-deflection shape; Rayleigh's method treats the disk as a single mass on that beam-spring, so mÿ = −k y and ω_c² = k/m. With k = W/δ_st and W = mg this is ω_c² = g/δ_st. We do NOT integrate the whirl equation — the resonance result is cited from the rotordynamics literature and checked only for consistency. — Rayleigh single-mass critical speed (cited) modeling step

ωc=kbeamm\omega_{c} = \frac{\sqrt{k_{beam}}}{\sqrt{m}}

4. Now substitute δ_st = WL³/48EI and W = mg. The gravity cancels: ω_c = √(g/δ_st) = √((W/δ_st)/m) = √(k/m) = √(48EI/mL³). The very weight that produced the sag also produces the restoring force, so g drops out entirely — the critical speed is a pure stiffness-over-inertia property. It is √(k/m), the same formula as any mass on a spring; you could measure ω_c on a rotor in orbit where there is no g at all. — substitute the beam-spring: g cancels

fc=ωc2πf_{c} = \frac{\omega_{c}}{2 \pi}

5. Cycles per second is radians per second over 2π. As on the oscillator page, f_c and ω_c are deliberately different quantity kinds despite sharing units of 1/s — the 2π is always explicit, so a 42 Hz whirl is never mistaken for a 42 rad/s spin. Critical speeds are usually quoted as N_c in rpm (the readout toggles), which is ω_c·60/2π. — definition of frequency

ωs2=π4EIAL4ρ\omega_{s}^{2} = \frac{\pi^{4} E I}{A L^{4} \rho}

6. The single mass ignores the shaft's own weight. Model the bare uniform shaft as a simply-supported beam vibrating in its first bending mode, sin(πx/L); its natural frequency is ω_s = (π²/L²)√(EI/ρA). This is the exact first eigenvalue for that mode — the test pipeline re-derives it independently from the mode-shape energy (Rayleigh) quotient, constants and all. — uniform-shaft first bending mode (cited; re-derived in tests) modeling step

1ωcD2=1ωs2+1ωc2\frac{1}{\omega_{cD}^{2}} = \frac{1}{\omega_{s}^{2}} + \frac{1}{\omega_{c}^{2}}

7. Dunkerley's method combines the disk's critical speed and the shaft's own by adding their reciprocal squares. It brings the neglected shaft mass back in, giving a safe estimate that includes the distributed inertia the single-mass Rayleigh value leaves out. — Dunkerley superposition of reciprocal squares (cited) modeling step

1ωcD21ωc2=1ωs2\frac{1}{\omega_{cD}^{2}} - \frac{1}{\omega_{c}^{2}} = \frac{1}{\omega_{s}^{2}}

8. Rearranged, the gap between the two estimates is exactly 1/ω_s², which is positive, so ω_cD ≤ ω_c always — adding inertia can only lower a natural frequency. Dunkerley therefore underestimates and Rayleigh overestimates; the true first critical speed is bracketed between them. This inequality is machine-verified here and sampled numerically in the test pipeline. — Dunkerley ≤ Rayleigh, proven

How it fails

The failure at a critical speed is not a static overload — the shaft can be nowhere near its yield stress when it lets go. It is resonance. Every real rotor has a little residual imbalance, an eccentricity between its mass centre and its spin axis, and that imbalance is a rotating force that sweeps through every frequency as the machine runs up. When the running speed reaches ω_c it drives the shaft at exactly its own natural bending frequency, and the whirl amplitude climbs — in this undamped model, without bound. Real damping caps it, but the peak can still be tens of times the static sag, enough to close running clearances: the rotor rubs its seals or housing, the bearings see wildly reversing loads, and the reversing bending drives fatigue cracks. Machines have thrown blades and snapped shafts passing through a critical speed they were never meant to sit on.

Below, above, or straight through

Because the danger is a band and not a ceiling, there are two honest ways to live with it. Most machinery runs subcritical, below about 0.8 ω_c, which is why raising the critical speed (a fatter or shorter shaft, a stiffer material) buys margin. But many high-speed machines — turbines, turbochargers, some pumps — deliberately run supercritical, above ω_c, exploiting the fact that past the critical speed the rotor tends to spin about its mass centre and self-centres. The price is that they must accelerate through the resonance on the way up (and coast back through it on the way down) fast enough that the amplitude never has time to build. The one speed you may not choose is a steady one inside the band — which is exactly the state this widget shades and warns on.

Why the single number is a floor, not the truth

This page models one disk on a uniform shaft in rigid bearings, and every one of those words is a simplification that a real rotor breaks:

The companion vibration page, the torsional oscillator, is the twisting analogue of the same story: there the shaft rings in torsion rather than whirling in bending, but the lesson is identical — a natural frequency set by stiffness over inertia, and a resonance to be kept clear of. And as on the eccentric column, the margin that matters is not the one a stress calculation would hand you.

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Outputs whose SI dimension and quantity kind match another THING's input — the only wires the planner's connectionLegal accepts (invariant 2, computed at build time, not hand-listed). Wire these on the chaining demo.

+ 28 more THINGs its outputs can legally feed (showing the first 8 in course order).

Sources